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Traders Magazine
2 天
FLASH FRIDAY: The Industry Welcomes Historic Approval by the SEC
FLASH FRIDAY is a weekly content series looking at the past, present and future of capital markets trading and technology.
Traders Magazine
2 天
QA and Testing: Finance’s Critical Cyber Defense
The need for robust cybersecurity measures has never been more critical as the sector becomes more reliant on cloud-based ...
Traders Magazine
2 天
Nasdaq Private Market Launches Next-Generation, Electronic Secondary Liquidity Platform
Nasdaq Private Market (NPM), a provider of secondary liquidity solutions, has launched the next-generation NPM SecondMarket ...
Traders Magazine
2 天
CSA Propose Amendments to Modernize Disclosure Regime for Investment Funds
The CSA proposes to replace the existing annual and interim Management Report of Fund Performance (MRFP) with a new annual ...
Traders Magazine
2 天
MFA Welcomes Half-Penny Tick Sizes
MFA issued the following statement from MFA President and CEO, Bryan Corbett, in response to the U.S. Securities and Exchange ...
Traders Magazine
3 天
SEC Charges 11 Institutional Investment Managers with Failing to Report Certain Securities ...
The Securities and Exchange Commission has announced charges against 11 institutional investment managers for failing to file ...
Traders Magazine
6 天
ON THE MOVE: Northern Trust Makes Leadership Changes; Schroders Names New CEO
Since joining Schroders as Chief Financial Officer in October 2023, he has made an immediate and significant contribution, ...
Traders Magazine
4 天
Tech Innovation, Regulatory Actions Prompt Buy-Side Compliance Overhaul
An explosion of data, communication channels and a series of costly regulatory actions are driving a compliance overhaul by ...
Traders Magazine
5 天
Team MIAX Supports Autism Awareness
In addition to their participation in Rides FAR and their support of the Autism Science Foundation, MIAX is committed to ...
Traders Magazine
3 天
EXECUTION MATTERS: Quad Witch Approaches on Sept. 20
Concurrent expiration of key financial contracts is set to drive volume and volatility, testing the robustness of trading ...
Traders Magazine
3 天
IEX to Expand into Options
IEX Group believes that its record of protecting market participants from adverse selection and maximizing best execution in ...
Traders Magazine
4 天
SEC Adopts Rules to Amend Minimum Pricing Increments and Access Fee Caps
Since the adoption of Rule 612 of Regulation NMS in 2005, there has been a marked increase in trading volume related to NMS ...
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